Mail disorder – J.P. Morgan Fined by SEC for deletion of 47million communications
The financial services giant has been fined $4 million and censured for the permanent deletion of communications data that was required to be retained under Exchange Act rules.
Global Relay
Blog
When it comes to safety and privacy for electronic communications data, location is everything
Global Relay’s Senior Writer for Due Diligence, Vince Mendoza, reflects on the importance of location when storing electronic communications data.
Q&A: How training and customer support enables confident compliance
As regulators push towards operational resilience and increased transparency, we take a look at the important role of training and customer support within Global Relay.
5 steps towards successful operational resilience
Over the last three years, volatile market events have brought operational resilience to the top of the regulatory agenda. We set out five steps towards operational excellence.