The Conduct Chronicles – “I Spy with my Little AI”
Emma Parry analyzes how firms are increasingly looking to monitor social media channels and their use, and are utilising AI and to do so.
FCA report shows 75% of firms are now using AI, but only 34% know how it works
The FCA has published its Artificial Intelligence and Machine Learning Survey for 2024, revealing that 75% of financial services firms are now using AI. Is accuracy now more important than explainability for compliance?
Global Relay Announces Next Gen AI-Enabled Communications Surveillance
London, November 13, 2024: Global Relay, a leading provider of integrated digital communications and recordkeeping, announces its AI-enabled surveillance solution to support the increased need for communications surveillance to meet evolving regulatory requirements.
How can a lack of generative AI investment pose compliance risks?
As generative AI continues to become integrated into business practices, firms need to invest in secure solutions that mitigate the risks that comes along with the use of unapproved applications.
Global Relay Announces AI-Enabled Voice Surveillance Solution
As regulators actively enforce recordkeeping and surveillance rules for voice communication, Global Relay announces AI-enabled voice-to-text transcription
Stand the resilience test – OSFI adds to the operational resilience conversation
In line with measures other regulators have taken, OSFI released its final Guideline E-21 on operational risk and resilience, which outlines expectations for firms to prepare for and respond to disruptive events that could affect business operations.
How data capture for ChatGPT can supercharge your business
Financial services firms looking to tap into the benefits of Large Language Models like ChatGPT can leverage data capture solutions to utilize AI compliantly and effectively.
Global Relay Announces Integration with OpenAI’s ChatGPT Enterprise Compliance API
Global Relay introduces Connector for ChatGPT Enterprise to provide compliant AI communications data archiving, recordkeeping
Generation AI: What are the recordkeeping rules for generative AI platforms?
Generative AI platforms like ChatGPT have presented financial services with tremendous opportunity and tremendous risk – but how are firms beginning to use them within operations, and what are the implications of these practices? Regulators, including FINRA, have weighed in with enforcements and requirements on how to best proceed in navigating the landscape of AI technologies as they become more multifaceted.
Compliance & Conversation – Eyes on surveillance: from trading to communications, why is the spotlight on surveillance?
Global Relay sits down with Head of Global Wholesale Market Surveillance at Barclays, Steve Livermore, and Group Head of Market Conduct Risk at UBS, Ian Blair, to cover the trending topics in surveillance.
Regulatory Wrap Episode 32: Global Relay’s 2024 Industry Insights Report Findings
In Regulatory Wrap for the week to June 14, Jennie Clarke highlights core findings from our recently released Industry Insights report.