AI/ Technology

FINRA sweeps communications for crypto assets

In the face of increased volatility in the crypto asset market, FINRA has asked broker dealers to disclose their communications data for crypto.

SEC will reward cooperation where firms “mess up” with unauthorized communication

SEC Chair, Gary Gensler has suggested that financial institutions “did not act as if they got the message” around unauthorized communications. Is the regulator changing its approach?

Not every cloud has a silver lining

It’s a multibillion dollar industry dominated by Amazon, Google and Microsoft. But the public cloud market is not fit for purpose in the financial sector, where specialist private cloud providers such as Global Relay offer tailored, more secure services and better value

Raise Your Archiving IQ: Why You Must Future-Proof Your Archive

In the fifth and final instalment of this blog series, we explain how a cloud-enabled, unified data strategy is critical to future-proofing your archive

Turning Up The Volume

Covid-19 has made electronic-voice communication the norm, creating a spike in the amount of data that regulated firms have to monitor for compliance. In this article we chart the rise and rise of voice transcription as a way to identify risk in audio communication.

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Leading From The Front

As White House advisers work on a Bill of Artificial Intelligence Rights, the SEC is taking a proactive approach to the AI regulation conversation, including how to retain the human factor, avoid replicating bias, and still reap the benefits of this developing, innovative technology

Regulations In The Metaverse: What Rules Will Apply?

The metaverse has fast moved from the realms of science fiction to a potential driver of trillions in revenue. But, what does an ongoing lack of regulation of this abstract medium mean for regulated organizations and their compliance obligations?

Raise Your Archiving IQ: 3 Blindspots in Assessing Archive Costs

Our third blog in this series highlights the importance of not overlooking three things when assessing cloud archiving costs.

Global Relay Expands Open, Available Archive to Answer Digital-First Future

Latest release enables control and flexibility with next-gen tools to rapidly modernize legacy data strategies in support of the multi-channel hybrid workplace.

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Training The Trainer

As AI becomes more pervasive in our lives, it’s attracting the attention of regulators around the world. In this introduction to a series of articles on the regulation of this innovative technology, we ask, “How do we best control the use of artificial intelligence for the most universal benefit?”

Leader in 2022 Gartner® Magic Quadrant™ for Enterprise Information Archiving

Global Relay named a Leader for the ninth consecutive time.