Global Relay Resource Hub

All the latest news, insights, and publications from Global Relay.

Blog

How are financial regulators approaching AI integration?

Regulators globally have been implementing a variety of measures to manage the utilization of AI within the financial sector. We take a look at the key approaches so far.

Blog

Capture if you can webinar: Your questions answered

Industry experts answer compliance questions posed by the audience in our ‘Capture if you can’ webinar.

Blog

The SEC sweeps, the SEC scores – five further firms fined under Marketing Rule

The SEC has fined five registered investment advisers for hypothetical performance advertising, hindering their consumers’ ability to make an informed judgment around financial decisions. Now, the regulator is spelling the dos and don’ts of the Marketing Rule.

Blog

Insights

Industry Insights Report: Compliant Communications 2023

Global Relay's first industry insights report, which serves as a litmus test for market responsiveness to regulatory action for recordkeeping and communications compliance.

Report

Webinar: Silicon Valley Bank crash and the consolidation of Swiss banking

On March 30, 2023 – in the midst of turbulent market events – regulatory luminaries Alex Viall and Rob Mason sat down to unpick the financial landscape.

Webinar

The Compliance Hub

White Compliance Hub Rules and Regulations text on black background

Rules & Regulations

Financial institutions are required to meet a plethora of regulations and rules to ensure overarching compliance.

White Compliance Hub Glossary text on black background

Glossary

Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.

Broker Dealer Collection

How are financial regulators approaching AI integration?

Regulators globally have been implementing a variety of measures to manage the utilization of AI within the financial sector. We take a look at the key approaches so far.

Blog

Capture if you can webinar: Your questions answered

Industry experts answer compliance questions posed by the audience in our ‘Capture if you can’ webinar.

Blog