Blog
Crypto communication: insider trades and regulatory crusades
The former product manager of cryptocurrency exchange platform Coinbase has been sentenced after being found guilty of insider trading.
New York Department of Financial Services revises vetting rules for CCOs
The New York Department of Financial Services has published revisions to the vetting guidance for CCOs and other members of the C-suite.
Proposed amendments to FINRA Rule 3110 alter regulatory expectation for WFH
FINRA has published amendments to Rule 3110.19, which would alter the frequency that on-site visits are conducted for home offices.
Insights
Industry Insights Report: Compliant Communications 2023
Global Relay's first industry insights report, which serves as a litmus test for market responsiveness to regulatory action for recordkeeping and communications compliance.
Webinar: Silicon Valley Bank crash and the consolidation of Swiss banking
On March 30, 2023 – in the midst of turbulent market events – regulatory luminaries Alex Viall and Rob Mason sat down to unpick the financial landscape.
Grip Magazine 
Issue 1
Managing the risks of increasingly-connected platform proliferation
GRIP magazine offers a unique blend of perspectives for corporates and regulated entities on the latest developments that affect technology, risk and compliance.
Broker Dealer Collection
Industry Insights Report: Compliant Communications 2023
Global Relay's first industry insights report, which serves as a litmus test for market responsiveness to regulatory action for recordkeeping and communications compliance.
Crypto communication: insider trades and regulatory crusades
The former product manager of cryptocurrency exchange platform Coinbase has been sentenced after being found guilty of insider trading.