Global Relay Resource Hub

All the latest news, insights, and publications from Global Relay.

Blog

Increased scrutiny for outsourcing: an overview of regulatory directives

As financial services rely more on outsourcing, regulators are acting – fast. We take stock of new and emerging regulatory requirements when outsourcing.

Are your third parties operationally resilient? Key considerations for UK firms

As third-party vendors slowly become the backbone of the operation of financial services, there’s increasing focus on the operational resilience of those third parties. We set out 5 considerations that should be top of mind.

Enforcing from within: Morgan Stanley proactively tackles compliant communications

American multinational investment firm, Morgan Stanley, has taken bold steps to prevent non-compliant communications by issuing employees with financial penalties.

Insights

Hines Securities Achieves Archive Reliability with Global Relay

Learn how Global Relay provided a modern solution to support the firm's major expansion

AFME Conference in Amsterdam takes stock of post-pandemic challenges

Executives meet at AFME’s Sixth Annual Compliance and Legal Conference in Amsterdam.

Issue 7

Separating business and personal communications has never been this important

Orbit TRC, offers a unique blend of perspectives for corporates and regulated entities on the latest developments that impact technology, risk and compliance.

IN THIS ISSUE

Compliant communications

Can WhatsApp be a force for good?

Critical third parties

UK Regulators widen their reach

Broker Dealer Collection

Increased scrutiny for outsourcing: an overview of regulatory directives

As financial services rely more on outsourcing, regulators are acting – fast. We take stock of new and emerging regulatory requirements when outsourcing.

Are your third parties operationally resilient? Key considerations for UK firms

As third-party vendors slowly become the backbone of the operation of financial services, there’s increasing focus on the operational resilience of those third parties. We set out 5 considerations that should be top of mind.