Guides & Reports

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Non-Financial Misconduct Rules Extending to SMCR Firms: An essential guide

With the FCA set to expand its non-financial misconduct (NFM) rules to 37,000 additional firms, we've put together an essential guide to what the changes mean, and how firms can prepare for them.

A guide to recordkeeping in 2026: best practice, tools, and future state for the Nordics

Explore what Nordic regulators expect from financial institutions in 2026, from proactive data inspections to off-channel communications capture. Learn about recent enforcement actions, key regulatory priorities, and the tools needed to build a defensible, future-proof recordkeeping strategy.

Article

1LOD: The 2026 Surveillance Benchmarking Survey & Report

AI is reshaping financial services surveillance — but are firms ready? The 2026 Surveillance Benchmarking Survey reveals where the industry stands on regulation, data quality, and the road to full AI implementation.

Why Canadian banks need strong mobile device management

Regulators are making mobile communications compliance a 2026 priority for Canadian firms

Approaching your CCO about mobile device compliance

Learn how to approach your CCO about mobile device compliance and build a strong business case for modern communications capture for EU-based firms.

Data completeness with Global Relay

Discover how Global Relay helps firms achieve data completeness to meet regulatory requirements and unlock the true potential of their data.

eBook

How does Global Relay ensure data security?

From private encryption keys to Constant Integrity Checks and ISO certification, learn more about how Global Relay keeps data security locked down to keep your records secure, available, and tamperproof.

Global Relay Data Insights: Communication Capture Trends in 2025/26

Global Relay analyzes the data of over 12,000 regulated financial institutions to provide a unique view of how the industry is capturing communication data.

Report

The business case for mobile device compliance in healthcare and life sciences

Learn how your organization can implement a mobile device compliance solution to stay audit-ready and catch noncompliant conduct early.

What unified communications & collaboration leaders need to know about compliance

Understand emerging unified communications and collaboration (UC&C) compliance challenges and the regulatory and reputational risks of non-compliance with this data-led report from Metrigy.