Electronic messaging (Connectors)

SEC will reward cooperation where firms “mess up” with unauthorized communication

SEC Chair, Gary Gensler has suggested that financial institutions “did not act as if they got the message” around unauthorized communications. Is the regulator changing its approach?

WhatsApp Enable Your Business

Watch our latest webinar to learn how to use WhatsApp for business while still meeting your regulatory recordkeeping requirements.

Turning Up The Volume

Covid-19 has made electronic-voice communication the norm, creating a spike in the amount of data that regulated firms have to monitor for compliance. In this article we chart the rise and rise of voice transcription as a way to identify risk in audio communication.

Reflections from FINRA: Compliance Transforms for a Digital-First Future

Global Relay Executive VP of Compliance Chip Jones on digital permanence, remote compliance, and the new realities of electronic record keeping.

Engineered Anonymity: How Blockchain is Disrupting Secure Messaging

Messaging platforms built on blockchain technology could redefine what “secure” means in messaging. Currently unregulated, what are the rules of engagement for regulated firms?

Global Relay Expands Open, Available Archive to Answer Digital-First Future

Latest release enables control and flexibility with next-gen tools to rapidly modernize legacy data strategies in support of the multi-channel hybrid workplace.

Managing Employee Risk in Your Hybrid Workplace

As it becomes clear that the hybrid workplace is here to stay, understanding how to manage employee risk is more vital than ever. Is your organization fully equipped to respond to this environment?

Managing Employee Risk: 5 Key Trends as Work Evolves

5 key trends to watch out for as the hybrid workplace evolves, and how to prepare for the risks.

The Business Risk of Encrypted Chat Apps

Organizations have adapted to remote work with Bring Your Own Device policies for business communication.

How Financial Firms Can Maximize Social Media Use While Minimizing Risks

Five best practices for ensuring compliance across your organization when it comes to recordkeeping and supervision requirements for more social media.