SEC Chair, Gary Gensler has suggested that financial institutions “did not act as if they got the message” around unauthorized communications. Is the regulator changing its approach?
Covid-19 has made electronic-voice communication the norm, creating a spike in the amount of data that regulated firms have to monitor for compliance. In this article we chart the rise and rise of voice transcription as a way to identify risk in audio communication.
Global Relay Executive VP of Compliance Chip Jones on digital permanence, remote compliance, and the new realities of electronic record keeping.
Messaging platforms built on blockchain technology could redefine what “secure” means in messaging. Currently unregulated, what are the rules of engagement for regulated firms?
Latest release enables control and flexibility with next-gen tools to rapidly modernize legacy data strategies in support of the multi-channel hybrid workplace.
As it becomes clear that the hybrid workplace is here to stay, understanding how to manage employee risk is more vital than ever. Is your organization fully equipped to respond to this environment?
5 key trends to watch out for as the hybrid workplace evolves, and how to prepare for the risks.
Five best practices for ensuring compliance across your organization when it comes to recordkeeping and supervision requirements for more social media.