Broker Dealers

Regulations In The Metaverse: What Rules Will Apply?

The metaverse has fast moved from the realms of science fiction to a potential driver of trillions in revenue. But, what does an ongoing lack of regulation of this abstract medium mean for regulated organizations and their compliance obligations?

Reflections from FINRA: Compliance Transforms for a Digital-First Future

Global Relay Executive VP of Compliance Chip Jones on digital permanence, remote compliance, and the new realities of electronic record keeping.

U.S. Senate Introduces Long-Awaited Bill on Cryptocurrency Regulation

New proposal aims to plug gaps and clarify market oversight rules for digital assets.

Securing Your Hybrid Workplace

How to manage a culture of compliance alongside the needs of a changed hybrid workforce.

Raise Your Archiving IQ: 4 Steps to Modernize Your Legacy Archive

The second in our five-part blog series on the fundamentals of a modern archiving strategy.

Litigation Readiness: eDiscovery in a Hybrid Workplace

What it takes to have a proactive discovery program in the world of hybrid work.

Engineered Anonymity: How Blockchain is Disrupting Secure Messaging

Messaging platforms built on blockchain technology could redefine what “secure” means in messaging. Currently unregulated, what are the rules of engagement for regulated firms?

What the counterculture of DeFi means for financial institutions

As the adoption of financial services that live on blockchain protocols increases, what are the considerations for centralized institutions?

Raise Your Archiving IQ: 5 Advantages of Cloud Archiving

Whether to migrate from on-premise to a cloud archive is one of the biggest decisions firms are now having to make. Here are 5 advantages of archiving data in the cloud in a digital-first world.

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Unlocking The Door To Data Security

As organizations move to the cloud, they can have more control of their data security with approaches such as Bring Your Own Encryption (BYOE). In this article, we explain what BYOE is and weigh up the pros and cons.

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Training The Trainer

As AI becomes more pervasive in our lives, it’s attracting the attention of regulators around the world. In this introduction to a series of articles on the regulation of this innovative technology, we ask, “How do we best control the use of artificial intelligence for the most universal benefit?”