Industry Insights Report: Compliant Communications 2023
Global Relay's first industry insights report, which serves as a litmus test for market responsiveness to regulatory action for recordkeeping and communications compliance.
Crypto communication: insider trades and regulatory crusades
The former product manager of cryptocurrency exchange platform Coinbase has been sentenced after being found guilty of insider trading.
New York Department of Financial Services revises vetting rules for CCOs
The New York Department of Financial Services has published revisions to the vetting guidance for CCOs and other members of the C-suite.
OSFI Annual Risk Outlook: emerging risks in an evolving financial landscape
Canadian regulator, OSFI, has said that a culture of compliance is a “competitive advantage” in its 2023 Annual Risk Outlook. We take a look at four critical areas for the year ahead.
Webinar: Silicon Valley Bank crash and the consolidation of Swiss banking
On March 30, 2023 - in the midst of turbulent market events - regulatory luminaries Alex Viall and Rob Mason sat down to unpick the financial landscape.
Eight simple steps to migrating eComms data to the cloud
As firms move to cloud-based data archiving solutions, we take a look at the primary advantages of cloud over on-premise archiving systems.
Digital Resilience in the US: SEC amendments follow EU counterparts
The U.S. SEC has published proposed amendments that will expand and update Regulation SCI to focus more on the evolving landscape of digital resilience.
Putting the AI in compliance: ChatGPT and FTC warnings
Developments in artificial intelligence have never been more prominent, but what are the compliance implications for fast-evolving AI?
Global Relay launches new digital information service – GRIP
Subscription service to deliver valuable intelligence and insights on practical compliance, regulatory change, and how to maximize technology to streamline these practices.
Enforcing from within: Morgan Stanley proactively tackles compliant communications
American multinational investment firm, Morgan Stanley, has taken bold steps to prevent non-compliant communications by issuing employees with financial penalties.
Illicit comms: not just a few bad actors
As technology evolves, it's hard for firms to ensure compliant communications. But does banning certain apps lead to a rise in illicit comms?