Helzberg hones in on email archiving
Find out how Global Relay helped equip Helzberg Diamonds in this case study.
C-suite under scrutiny as data mishandling hinders investigation and fails to meet regulatory expectation
C-suite professionals are facing the repercussions of their inability to manage data reporting and controls efficiently. It is vital that senior officials set the 'tone at the top' by maintaining regulatory standards and ensuring that incomplete data submissions are seen as unacceptable.
Head to the cloud – 6 simple steps for migrating healthcare data to the cloud
Migrating healthcare data to the cloud comes with multiple benefits for businesses, from cost reduction to increased data availability. Streamline your data migration with these six simple steps.
CCPA vs GDPR
The GDPR and CCPA regulations are each responsible for protecting personal data in their respective regions. But they aren’t just carbon copies of one another, which is why companies operating in both jurisdictions could struggle to comply.
Setting the standard – SEC proposes new joint data standards
The SEC, alongside eight other agencies, has proposed establishing new joint data standards under the Financial Data Transparency Act to make data more accessible, uniform, and to help regulators be more effective and efficient.
What can financial services firms learn from the SEC’s X account hack?
With the Securities and Exchange Commission’s X account being hacked and used to share false information, what lessons can firms learn to minimize social media risk?
Why growing communications networks need better data connectors
As the platforms we use to communicate have proliferated, so have the compliance challenges and the importance of Connectors.
What do the SEC enforcement results tell us about compliance trends?
With the Securities and Exchange Commission releasing its annual enforcement results, we explore what they convey about regulatory priorities over the last year – and for the year to come.
What do API Fee increases mean for communications compliance?
Technology vendors are increasing or imposing API fees on enterprise users of their collaboration and communications platforms – are they the new ‘cost of doing business’ compliantly?
What does AI insider trading mean for regulation?
With a recent demonstration proving that AI is capable of performing illegal trades – and lying about them – where do regulators stand on the ‘AI question’?
Fair Warning – SEC sets out trigger factors for acting against CCOs
In a recent speech, Gurbir S. Grewal, Director of the Division of Enforcement for the SEC, laid out the triggers that will see the regulator acting against compliance functions – and gave insight on how to avoid them.