Rapid digitalization and technological innovation have offered a wealth of advantages to financial industry practices by redefining business operations. Though, consequently, the threat to cybersecurity is as present as ever. How have regulators begun to maneuver this pressing matter? And will it be a trend to watch in the coming year?
The FCA has continued its focus on non-financial misconduct by issuing a letter to insurers and insurance agents requesting information on NFM incidents at firms – including the outcomes of these incidents.
On February 7, 2024 we were joined by Jamie Bell, Head of Secondary Market Oversight, FCA, to discuss conduct, culture, and compliance challenges – from non-financial misconduct to AI and crypto.
Global Relay's first industry insights report, which serves as a litmus test for market responsiveness to regulatory action for recordkeeping and communications compliance.
Subscription service to deliver valuable intelligence and insights on practical compliance, regulatory change, and how to maximize technology to streamline these practices.
Our recent Summer Forum Series explored how to increase risk resilience around new communication tools, and embed a culture of compliance in a digital-first era.
Whether to migrate from on-premise to a cloud archive is one of the biggest decisions firms are now having to make. Here are 5 advantages of archiving data in the cloud in a digital-first world.
As organizations move to the cloud, they can have more control of their data security with approaches such as Bring Your Own Encryption (BYOE). In this article, we explain what BYOE is and weigh up the pros and cons.
In today’s M&A deals, culture is increasingly being merged in a virtual world leading to 65% of acquirers reporting cultural issues.