ACER shows suspicious transaction reports are rising across EU energy markets under new REMIT
The first-of-its-kind assessment looks at how regulators are processing reports of potential financial misconduct within wholesale energy markets and offers suggestions for PPATs to improve reporting amidst increased regulatory scrutiny.
12 Do’s and Don’ts of Internal Communications
Internal communication is a vital – but often overlooked – function within a business that can help to reinforce cultural values, ensure employees feel part of something, and even mitigate potential compliance risks. We explore the do’s and don’ts that will enhance your internal communications strategy.
Ofgem’s £5.4 million fine shows Morgan Stanley still hasn’t gotten the message on compliant communications
With UK energy market regulator Ofgem fining Morgan Stanley £5.4 million for traders’ use of personal WhatsApp accounts for business, is it time for UK firms to get the message on communications compliance?
Webinar: Silicon Valley Bank crash and the consolidation of Swiss banking
On March 30, 2023 - in the midst of turbulent market events - regulatory luminaries Alex Viall and Rob Mason sat down to unpick the financial landscape.
Eight simple steps to migrating eComms data to the cloud
As firms move to cloud-based data archiving solutions, we take a look at the primary advantages of cloud over on-premise archiving systems.
Trends in Surveillance
Even the established compliance practice of monitoring an array of data types for regulatory breaches and other forms of misconduct has evolved post-pandemic. But how exactly is the market changing, what are the key trends and where is surveillance practice heading?
WhatsApp Enable Your Business
Watch our latest webinar to learn how to use WhatsApp for business while still meeting your regulatory recordkeeping requirements.
Risk-based Supervision and the Hybrid Workplace
Our recent Summer Forum Series explored how to increase risk resilience around new communication tools, and embed a culture of compliance in a digital-first era.
Securing Your Hybrid Workplace
How to manage a culture of compliance alongside the needs of a changed hybrid workforce.
A Confident Move to the Cloud for Valero
Find out how Global Relay rose to the challenge in our case study.
M&A Deals: Managing Culture & Compliance When Archives Collide
In today’s M&A deals, culture is increasingly being merged in a virtual world leading to 65% of acquirers reporting cultural issues.