Internal communication is a vital – but often overlooked – function within a business that can help to reinforce cultural values, ensure employees feel part of something, and even mitigate potential compliance risks. We explore the do’s and don’ts that will enhance your internal communications strategy.
Ofgem’s £5.4 million fine shows Morgan Stanley still hasn’t gotten the message on compliant communications
With UK energy market regulator Ofgem fining Morgan Stanley £5.4 million for traders’ use of personal WhatsApp accounts for business, is it time for UK firms to get the message on communications compliance?
On March 30, 2023 - in the midst of turbulent market events - regulatory luminaries Alex Viall and Rob Mason sat down to unpick the financial landscape.
As firms move to cloud-based data archiving solutions, we take a look at the primary advantages of cloud over on-premise archiving systems.
Even the established compliance practice of monitoring an array of data types for regulatory breaches and other forms of misconduct has evolved post-pandemic. But how exactly is the market changing, what are the key trends and where is surveillance practice heading?
Our recent Summer Forum Series explored how to increase risk resilience around new communication tools, and embed a culture of compliance in a digital-first era.
In today’s M&A deals, culture is increasingly being merged in a virtual world leading to 65% of acquirers reporting cultural issues.