The SEC has published its enforcement results for fiscal year 2022, revealing a record year for penalties. We look at the 5 key takeaways.
As regulators push towards operational resilience and increased transparency, we take a look at the important role of training and customer support within Global Relay.
Over the last three years, volatile market events have brought operational resilience to the top of the regulatory agenda. We set out five steps towards operational excellence.
SEC Chair, Gary Gensler has suggested that financial institutions “did not act as if they got the message” around unauthorized communications. Is the regulator changing its approach?
As of November 4, 2022, SEC-registered firms must comply with all provisions of the new Marketing Rule. Read more on the substantive changes ahead.
It’s a multibillion dollar industry dominated by Amazon, Google and Microsoft. But the public cloud market is not fit for purpose in the financial sector, where specialist private cloud providers such as Global Relay offer tailored, more secure services and better value
Learn how Global Relay provided a modern solution to support the firm's major expansion
Executives meet at AFME’s Sixth Annual Compliance and Legal Conference in Amsterdam.