Industry Insights 2026: The state of AI, compliance, and surveillance
For the fourth year running our Industry Insights Report uses insights from the compliance and surveillance community to create an overview of the biggest trends and challenges impacting financial services.
PRA SS4/24 compliance guide: Requirements, risks and how to stay compliant
PRA SS4/24 details the standards that regulated firms must meet to gain or maintain permission to use internal models for calculating risk-weighted assets. It covers everything from data quality and model calibration to senior management accountability and governance.
U.K. Hedge fund communication archiving: Compliance rules, risks & solutions (2026 guide)
Hedge fund communication archiving is the systematic capture and preservation of all business-related interactions—including email, instant messaging platforms, and mobile messaging—to ensure regulatory transparency and investor protection.
Hedge fund communication archiving: U.S. compliance rules, risks & solutions (2026 Guide)
Firms now operate across a fragmented ecosystem of email, instant messaging, Bloomberg, and mobile collaboration tools. And keeping records of all business communications has become a critical pillar of risk management.
Upholding PCMLTFA for Canadian financial reporting entities
The latest PCMLTFA regulation updates are hitting financial entities hard. Learn how to master client verification, leverage advanced analytics, and overcome challenges around AML compliance in Canada to safeguard your organization against financial crime and hefty penalties.