Inside, you’ll find:
- The risks and challenges posed by a “no-texting” policy
- Regulatory actions for non-compliance with text retention regulation
- The benefits of a compliant text messaging solution
Despite the many benefits of text messaging, many financial firms prohibit its use to avoid recordkeeping rules. This has led to covert text usage in many firms, and increased compliance risks.
In this white paper, we take a look at these risks and challenges, along with the need for a compliant text messaging solution to address them.