Eren Erman, Global Head of Compliance Technology, TP ICAP

12 May 2023 1 mins read
By Jennie Clarke

It’s a matter of time until the FCA fines someone for using off-channel comms. Given some of the recent FCA fines in the AML and Trade Surveillance space, I think we can expect similar fines in the comms and record keeping space in the near future, although I don’t see fines being as large as the recent SEC/CFTC fines issued for use of WhatsApp and Signal.

About Article

Published 12 May 2023

About Author

Share Article