Communications

The Source Podcast: Getting into scrapes – Why you can’t scrape by on compliance

In our second episode we're joined by Vince Dimase, Global Director of Customer Strategy, LSEG, as we dive into why scraping is never the solution. While some providers believe scraping is ‘good enough’ when capturing communications, when it comes to compliance firms run the risk of not having the full data picture. We review why native connections and capture-from-source will keep organizations out of regulatory scrapes.

The Source Podcast: Communications Channels – why you need to catch them all

In the first episode of our series, we're joined by Pankaj Anand, Head of Governance Technology Solutions, StoneX, as we explore growing regulatory demands around communications capture, how technological innovation is changing the messaging landscape in real-time, and how regulation expectation is evolving alongside it.

On Demand: Capture if You Can

Watch our on-demand Webinar and join compliance industry experts as they set out key strategies to combat non-compliant communications.

Remediate, recordkeep, rinse, repeat – SEC sets out decision making process behind recordkeeping fines

The SEC sets out the rationale behind its recordkeeping enforcements, increasing its transparency and pushing for greater accountability across the industry.

Panel discussion: What can 10,000 financial services firms tell us about communications capture?

Watch on demand: A panel of communications compliance and surveillance experts discuss the findings of our Data Insights: Compliant Communications report, and what they mean for communications capture.

On Demand: Comms in Crisis Webinar

Watch our on demand Webinar and join compliance industry experts as they answer the question: why is it so hard to communicate compliantly?

Webinar

What do API Fee increases mean for communications compliance?

Technology vendors are increasing or imposing API fees on enterprise users of their collaboration and communications platforms – are they the new ‘cost of doing business’ compliantly?

12 Do’s and Don’ts of Internal Communications

Internal communication is a vital – but often overlooked – function within a business that can help to reinforce cultural values, ensure employees feel part of something, and even mitigate potential compliance risks. We explore the do’s and don’ts that will enhance your internal communications strategy.

Goldman Sachs sacks four executives for serious violations of communications compliance policy

Goldman Sachs has terminated four executives, including its head of transaction banking, for “serious violations” of the firm’s communications policies and failure to cooperate with compliance teams.

Setting the record straight on retention: How to appropriately capture data and fulfill regulatory requirements

It is well known that record retention is central to financial industry operations - but best-practice makes perfect. Our guide will help your organization abide by regulatory requirements and confirm data is being managed, secured, and archived.

Ofgem’s £5.4 million fine shows Morgan Stanley still hasn’t gotten the message on compliant communications

With UK energy market regulator Ofgem fining Morgan Stanley £5.4 million for traders’ use of personal WhatsApp accounts for business, is it time for UK firms to get the message on communications compliance?