Communications

Webinar

On Demand: Comms in Crisis Webinar

Watch our on demand Webinar and join compliance industry experts as they answer the question: why is it so hard to communicate compliantly?

What do API Fee increases mean for communications compliance?

Technology vendors are increasing or imposing API fees on enterprise users of their collaboration and communications platforms – are they the new ‘cost of doing business’ compliantly?

12 Do’s and Don’ts of Internal Communications

Internal communication is a vital – but often overlooked – function within a business that can help to reinforce cultural values, ensure employees feel part of something, and even mitigate potential compliance risks. We explore the do’s and don’ts that will enhance your internal communications strategy.

Goldman Sachs sacks four executives for serious violations of communications compliance policy

Goldman Sachs has terminated four executives, including its head of transaction banking, for “serious violations” of the firm’s communications policies and failure to cooperate with compliance teams.

Setting the record straight on retention: How to appropriately capture data and fulfill regulatory requirements

It is well known that record retention is central to financial industry operations - but best-practice makes perfect. Our guide will help your organization abide by regulatory requirements and confirm data is being managed, secured, and archived.

Ofgem’s £5.4 million fine shows Morgan Stanley still hasn’t gotten the message on compliant communications

With UK energy market regulator Ofgem fining Morgan Stanley £5.4 million for traders’ use of personal WhatsApp accounts for business, is it time for UK firms to get the message on communications compliance?

Compliant communications – How financial institutions can manage and optimize Microsoft Teams use

IM has become an invariable part of business practice, and among the most notable of these platforms is Microsoft Teams. When utilizing this communication channel, how can financial institutions optimize its usage while handling associated security and regulatory compliance risks?

Culture Wars – Regulators take zero-tolerance stance on the culture behind non-compliance

High-profile enforcement actions by the CFTC and SEC against big name banks are proof that regulators see communications and recordkeeping breaches as a culture issue.

Compliance Podcast Series: Episode 5 – Stay Ahead of Regulations

In the final episode of the series, Raewyn Danvers, Global Relay Sales Manager, Unified Communications, shares her insights into how industry professionals can get ahead (and stay ahead) of regulatory compliance technology trends.

Compliance Podcast Series: Episode 4 -Global Relay Industry Insights Report

In part four of this five-part series, Jennie Clarke, Global Relay Head of Content, shares a preview of the findings and trends from our Compliant Communications 2023 industry insights report.

Compliance Podcast Series: Episode 3 – Regulatory Changes on the Horizon for UK Firms

In our five-part podcast post series with the Compliance Podcast Network, we explore messaging compliance in a shifting regulatory landscape.