Regulatory Unwrapped: How can firms win the conduct and culture war?
From the three lines of defence to voice surveillance and cross-border accountability, tune in as industry experts unpack the evolving landscape of conduct risk and what it means for firms in 2026.
What the FCA’s frontier AI review means for firms
Findings from the U.K. regulator's review into frontier AI usage and risk give firms vital guidance for building operational resilience.
Regulatory Unwrapped: Breaking down the FCA’s NFM framework
Join us for a deeper dive into the biggest regulatory trends and challenges firms are facing as we chat with experts and understand how organizations can keep pace with fast-paced compliance changes.
Checklist: 10 steps to help you meet the FCA’s NFM-rule
With the FCA’s September 2026 NFM deadline looming, we’ve created a 10-step checklist to help FSMA-authorized firms prepare - covering policy, HR, surveillance, training, and regulatory notification requirements
PRA SS4/24 compliance guide: Requirements, risks and how to stay compliant
PRA SS4/24 details the standards that regulated firms must meet to gain or maintain permission to use internal models for calculating risk-weighted assets. It covers everything from data quality and model calibration to senior management accountability and governance.
U.K. Hedge fund communication archiving: Compliance rules, risks & solutions (2026 guide)
Hedge fund communication archiving is the systematic capture and preservation of all business-related interactions—including email, instant messaging platforms, and mobile messaging—to ensure regulatory transparency and investor protection.
Something phishy: Are banks crossing the line with fake off-channel compliance messages?
Banks are now using dummy messages to source out the use of off-channel communications, as regulators continue to pursue and penalize firms unable to meet the rules. However, are banks crossing the line and, should they look to implement tools that compliantly capture communications across all channels instead?