SEC Rule 17a-4

SEC brings recordkeeping into the 21st century with Rule 17a-4 amendments

The SEC has made amendments to recordkeeping Rule 17a-4 for the first time in 25 years. But what do the amendments mean, and how can firms prepare?

SEC brings recordkeeping into the 21st century with Rule 17a-4 amendments

The SEC has made amendments to recordkeeping Rule 17a-4 for the first time in 25 years. But what do the amendments mean, and how can firms prepare?