28 pages later – but are SEC’s 2024 Examination Priorities a blockbuster?
The SEC's 2024 Examination Priorities see the regulator prioritizing perennial compliance topics. Is this a step away from the 'modern' approach we've come to expect?
Regulatory Wrap Episode 10: Exploring the SEC’s 2024 Examination Process
In Regulatory Wrap for the week to October 20, Jennie Clarke summarizes the SEC’s 2024 Examination Priorities and what the regulator plans to concentrate on in the coming year.
Regulatory Compliance
Video