Compliance Culture

CFTC Commissioner urges regulatory reforms to keep pace with technology

CFTC Commissioner Christy Goldsmith Romero’s recent remarks on keeping pace with evolving technologies like social media and AI highlight their ability to assist regulators by strengthening protection, broadening financial information outreach, and easing accessibility.

Compliance Podcast Series: Episode 5 – Stay Ahead of Regulations

In the final episode of the series, Raewyn Danvers, Global Relay Sales Manager, Unified Communications, shares her insights into how industry professionals can get ahead (and stay ahead) of regulatory compliance technology trends.

Compliance Podcast Series: Episode 4 -Global Relay Industry Insights Report

In part four of this five-part series, Jennie Clarke, Global Relay Head of Content, shares a preview of the findings and trends from our Compliant Communications 2023 industry insights report.

Compliance Podcast Series: Episode 3 – Regulatory Changes on the Horizon for UK Firms

In our five-part podcast post series with the Compliance Podcast Network, we explore messaging compliance in a shifting regulatory landscape.

Compliance Podcast Series: Episode 2 – Is Business Innovation Being Stifled by Regulatory Action?

In our five-part podcast post series with the Compliance Podcast Network, we explore messaging compliance in a shifting regulatory landscape.

Compliance Podcast Series: Episode 1 – The Future is Now: U.S. Regulatory Compliance

In our five-part podcast post series with the Compliance Podcast Network, we explore messaging compliance in a shifting regulatory landscape.

Is the FCA becoming the ‘Financial Culture Authority’?

A recent speech from the FCA has highlighted culture as an area that organizations need to prioritize. Do rules like the upcoming Consumer Duty indicate that the FCA will be prioritizing culture when it comes to regulatory scrutiny?

Compliance & Conversation: Event Overview

In the fast-changing compliance and risk environment, knowledge sharing and learning from collective experience is vital to ensuring organizations can handle today’s challenges – and those yet to come.