Hedge fund communication archiving: U.S. compliance rules, risks & solutions (2026 Guide)
Firms now operate across a fragmented ecosystem of email, instant messaging, Bloomberg, and mobile collaboration tools. And keeping records of all business communications has become a critical pillar of risk management.
Something phishy: Are banks crossing the line with fake off-channel compliance messages?
Banks are now using dummy messages to source out the use of off-channel communications, as regulators continue to pursue and penalize firms unable to meet the rules. However, are banks crossing the line and, should they look to implement tools that compliantly capture communications across all channels instead?
Tailored archiving solutions for financial services, healthcare, and government in 2026
Firms in financial services, healthcare and government are each facing their own challenges to meet regulatory demands.
Why message archiving is critical for compliance in 2026
Amid ever-increasing regulatory scrutiny, message archiving for compliance isn’t just a best practice - it’s essential for protecting your business and meeting today’s demanding regulatory standards.
Navigating supply chain compliance in life sciences with emerging technologies
The healthcare and life sciences sector is experiencing a fundamental shift in how supply chains are tracked, verified, and documented. Behind this transinformation is a combination of regulatory pressure and technological innovation. Let’s take a look at how life sciences organizations can harness emerging technologies to mitigate risk and drive regulatory adherence.
Regulatory Wrap episode 75: SEC 2026 Examination Priorities
In Regulatory Wrap for the week to November 21, Kathryn Fallah reviews the focus areas highlighted in the SEC’s 2026 Examination Priorities.
Has the SEC shifted focus in its 2026 Examination Priorities?
The SEC’s Examination Priorities for 2026 include focus areas that align with emerging risks, as well as an emphasis on ensuring compliance programs are effective – though, notably, it make no mention of digital assets.
What advice does the DOJ have for pharma compliance teams?
The DOJ assistant attorney general emphasized proactive self-disclosure and hinted at how pharmaceuticals can best prepare for new trends in enforcement.
A complete guide to ChatGPT recordkeeping
ChatGPT use in financial services has dramatically increased over the past year – especially in North America – raising questions about whether firms are addressing generative AI compliance gaps and aligning with evolving regulatory guidelines.
FDA 21 CFR Part 11 Compliance in Life Sciences for 2025
In 2025, the life sciences industry continues to advance at a remarkable pace, driven largely by digital transformation.
GMP compliance in life sciences with next-gen tech
Life sciences companies face mounting pressure to meet stringent FDA and EMA manufacturing standards without compromising compliance. Next-gen tech in the form of B2B SaaS compliance solutions is helping pharmaceutical companies to maintain regulatory approval and make strategic advancements.