FINRA Rule 3120
Have you ever gone about your daily work duties, head in focus-mode, and realized suddenly that something has gone wrong?
Regulatory Compliance
Article
Why cybersecurity is the one to watch for global regulators in 2024
Rapid digitalization and technological innovation have offered a wealth of advantages to financial industry practices by redefining business operations. Though, consequently, the threat to cybersecurity is as present as ever. How have regulators begun to maneuver this pressing matter? And will it be a trend to watch in the coming year?