The FCA is standing on business to tackle market abuse
The FCA is intensifying its crackdown on financial crime, handing out long prison sentences, as part of its broader strategy to restore trust and integrity in the market.
Regulatory Wrap episode 63: Is comms compliance at a tipping point?
In Regulatory Wrap for the week to June 13, Rob Mason dissects key findings from our latest Industry Insights: Compliance Communications 2025 Report.
FINRA fine shows off-channel comms are still on the record
Despite a global push towards reduced regulation, a recent FINRA-issued fine for off-channel communication shows that recordkeeping and surveillance remain a regulatory priority.
Safeguarding compliance with insider threat protection
Insider threats are on the rise and the global average cost of a data breach is increasing year over year. So what can organizations do to protect themselves from insider threats?
Mastering voice compliance monitoring for regulatory success in 2025
A growing regulatory focus on voice communications is piling the compliance pressure on firms. In Q3 of 2024 alone, US regulators imposed 61 fines related to off-channel communications on platforms like WhatsApp, Signal, and Telegram.
What’s next for crypto from the SEC’s view
As the SEC wraps up its Crypto Task Force roundtable series, covering topics from blockchain to crypto custody to decentralized finance, has the regulator come closer to defining the future framework for crypto asset regulation?
Four key challenges for compliant mobile communications in healthcare and life sciences
Compliance teams in healthcare and life sciences must balance both regulatory restrictions and the needs of employees to achieve compliant mobile communications with corporate devices.
Data structure and enrichment is key to unlocking the full potential of AI-powered surveillance
More than two-thirds of compliance teams have or are considering implementing AI tools. Learn how the clear, content-rich format of Unified Parsed Messages boosts the speed and accuracy of AI-powered surveillance.
Surveillance Snippets: Step up the surveillance game with AI enablement
High volumes of data require high-tech surveillance systems to keep pace – which is where AI comes in. How can AI-enablement help firms take their surveillance governance to the next level?
Regulatory Wrap episode 62: DOJ makes self-disclosure a strategic advantage
In Regulatory Wrap for the week to May 23, Ryan Sheridan uncover how the DOJ’s updated white-collar enforcement plan repositions self-disclosure as a commercial advantage.
Regulatory Wrap episode 61: The future of AI in surveillance workflows
In Regulatory Wrap for the week to May 16, Kathryn Fallah highlights the top stats from Global Relay’s State of AI in Surveillance 2025 report.