Regulatory Compliance
Video
Regulatory Wrap Episode 3: Ofgem Fines Morgan Stanley, WhatsApp Ban Backfires
In Regulatory Wrap for the week to August 25, 2023, we take a look at Ofgem's £5 million fine to Morgan Stanley for recordkeeping failures.
Regulatory Compliance
Video
Regulatory Wrap Episode 2: Unveiling Regulatory Trends, Off-Channel Comms & Global Accountability
In Regulatory Wrap for the week to August 18, 2023, we take a look at the hot topics to watch out for over the rest of 2023.