Regulatory Wrap episode 65: The FCA expands misconduct rules to 37,000 firms
In Regulatory Wrap for the week to July 11, Rob Mason recounts the FCA’s decision to expand misconduct rules to 37,000 non-banking firms in 2026.
Regulatory Wrap episode 63: Is comms compliance at a tipping point?
In Regulatory Wrap for the week to June 13, Rob Mason dissects key findings from our latest Industry Insights: Compliance Communications 2025 Report.
FCA puts innovation “at the very heart” of its strategy
Following its international counterparts, the FCA has adopted a reduced regulation ideology. At the center of this is the push for innovation to amplify growth, fight financial crime, improve processes, and attract clients.
What’s next for crypto from the SEC’s view
As the SEC wraps up its Crypto Task Force roundtable series, covering topics from blockchain to crypto custody to decentralized finance, has the regulator come closer to defining the future framework for crypto asset regulation?
Data structure and enrichment is key to unlocking the full potential of AI-powered surveillance
More than two-thirds of compliance teams have or are considering implementing AI tools. Learn how the clear, content-rich format of Unified Parsed Messages boosts the speed and accuracy of AI-powered surveillance.
Surveillance Snippets: Step up the surveillance game with AI enablement
High volumes of data require high-tech surveillance systems to keep pace – which is where AI comes in. How can AI-enablement help firms take their surveillance governance to the next level?
From Instagram grids to behind bars: Finfluencers are under investigation
The FCA is cracking down on finfluencers as firms face growing pressure to closely monitor and regulate their social media promotions.
FCA follows the current of reduced regulation
In a major shift from its former 'name and shame' proposed strategy, the FCA is now taking a collaborative approach with firms in order to encourage economic growth by reducing regulatory burdens.
ACER shows suspicious transaction reports are rising across EU energy markets under new REMIT
The first-of-its-kind assessment looks at how regulators are processing reports of potential financial misconduct within wholesale energy markets and offers suggestions for PPATs to improve reporting amidst increased regulatory scrutiny.
Regulatory Wrap episode 62: DOJ makes self-disclosure a strategic advantage
In Regulatory Wrap for the week to May 23, Ryan Sheridan uncover how the DOJ’s updated white-collar enforcement plan repositions self-disclosure as a commercial advantage.
Regulatory Wrap episode 61: The future of AI in surveillance workflows
In Regulatory Wrap for the week to May 16, Kathryn Fallah highlights the top stats from Global Relay’s State of AI in Surveillance 2025 report.