Recordkeeping

Something phishy: Are banks crossing the line with fake off-channel compliance messages?

Banks are now using dummy messages to source out the use of off-channel communications, as regulators continue to pursue and penalize firms unable to meet the rules. However, are banks crossing the line and, should they look to implement tools that compliantly capture communications across all channels instead?

Tailored archiving solutions for financial services, healthcare, and government in 2026

Firms in financial services, healthcare and government are each facing their own challenges to meet regulatory demands.

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Why message archiving is critical for compliance in 2026

Amid ever-increasing regulatory scrutiny, message archiving for compliance isn’t just a best practice - it’s essential for protecting your business and meeting today’s demanding regulatory standards.

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FINRA 2026 Oversight Report flags GenAI, recordkeeping, and cybersecurity risks

The regulator’s annual Oversight Report has highlighted GenAI, recordkeeping, cybersecurity, and third parties as areas where firms should focus efforts to strengthen compliance programs.

How Global Relay ensures a frictionless implementation

A fumbled implementation can sink months of work and money spent. Learn the warning signs and read how Global Relay’s collaborative Enterprise Success Program guarantees we always stick the landing.

How does Global Relay ensure data security?

From private encryption keys to Constant Integrity Checks and ISO certification, learn more about how Global Relay keeps data security locked down to keep your records secure, available, and tamperproof.

What is data completeness? And why does it matter?

Regulatory expectations around the data firms capture and archive are increasing. It is no longer enough to be able to evidence that you’re capturing communications data – the expectation is that data is captured and archived in its entirety. We explore the new standard of data completeness, and why meeting it matters.

Personal devices in crisis? Risks vs. rewards of BYOD policies in pharmaceuticals

Pharmaceutical companies face a tough choice between enabling BYOD or issuing corporate devices. Understand the risks, rewards, and compliance factors of both.

SEC plants crypto recordkeeping seeds with Spring 2025 agenda

Securities and Exchange Commission Chairman Paul Atkins has set the regulator on a course toward crypto with its early ‘Spring 2025’ statement, including proposals to bring crypto under the scope of existing recordkeeping regulations.

FDA takes aim at pharmaceuticals’ social media activity

The FDA is turning its eye towards pharmaceuticals’ social media use. Review the laws and regulations triggering FDA warning letters and how to stay compliant.

FCA Survey finds 178 WhatsApp policy breaches, with over 41% from senior staff

A survey of 11 wholesale banks found that 178 breaches of communications compliance policies were reported, despite firms introducing compliance recording and monitoring solutions, and the majority came from senior employees.