Hedge Funds

The Department of Justice’s Corporate Enforcement Policy

Learn more about the Department of Justice's updates to its Corporate Enforcement Policy in our latest whitepaper, and how AI-enabled communications surveillance can allow your firm to stay ahead of regulatory enforcement by detecting and flagging misconduct quickly and efficiently.

Where does your data go when you use Global Relay’s AI-enabled surveillance?

We’ve mapped how your data moves through our closed ecosystem for analysis by our AI-enabled surveillance solution, and what safety measures we’re taking to ensure your data is never compromised.

Debunking the latest LLM myths

Skepticism around LLMs is common within the financial services industry, however, much of this is based on outdated or inaccurate assumptions. Global Relay's SME sits down to unpack what modern LLMs can actually deliver.

Regulatory Wrap episode 67: The $80K cover-up FINRA didn’t miss

In Regulatory Wrap for the week to August 1, Jay Hampshire reviews a FINRA fine against a firm rep for concealing misconduct using off-channel communications.

The Source Podcast: Teamwork makes the dream work – How to get employee buy-in on compliance

In this episode of The Source podcast, we explore why firms are struggling to get employees to stick to compliance rules and to set the right "tone from the top" for them to follow. Featuring special guest conduct, culture, and risk expert Emma Parry.

Regulatory Wrap episode 66: The FCA vs. market abuse

In Regulatory Wrap for the week to July 18, Aarti Agarwal discusses how the FCA has ramped up efforts to tackle market abuse and protect integrity.

Regulatory Wrap episode 65: The FCA expands misconduct rules to 37,000 firms

In Regulatory Wrap for the week to July 11, Rob Mason recounts the FCA’s decision to expand misconduct rules to 37,000 non-banking firms in 2026.

Regulatory Wrap episode 64: Global regulators crack down on finfluencer violations

In Regulatory Wrap for the week to June 20, Kathryn Fallah covers the international crackdown on financial influencers, also known as “finfluencers.”

Regulatory Wrap episode 63: Is comms compliance at a tipping point?

In Regulatory Wrap for the week to June 13, Rob Mason dissects key findings from our latest Industry Insights: Compliance Communications 2025 Report.

Regulatory Wrap episode 62: DOJ makes self-disclosure a strategic advantage

In Regulatory Wrap for the week to May 23, Ryan Sheridan uncover how the DOJ’s updated white-collar enforcement plan repositions self-disclosure as a commercial advantage.

Regulatory Wrap episode 61: The future of AI in surveillance workflows

In Regulatory Wrap for the week to May 16, Kathryn Fallah highlights the top stats from Global Relay’s State of AI in Surveillance 2025 report.

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