Regulatory Unwrapped: Breaking down the FCA’s NFM framework
Join us for a deeper dive into the biggest regulatory trends and challenges firms are facing as we chat with experts and understand how organizations can keep pace with fast-paced compliance changes.
Regulatory Wrap episode 86: FCA NFM rules – Is your firm ready?
In Regulatory Wrap for the week to July 31, Rob Mason covers the FCA’s expanded NFM rules, which go into effect on September 1, 2026.
Regulatory Wrap episode 85: Is the FCA moving fast enough on AI regulation?
In Regulatory Wrap for the week to July 24, Jay Hampshire reviews the FCA’s latest publication from Executive Director Sheldon Mills on staying ahead in the AI “arms race.”
Voice channels – the risk you’re missing?
Voice channels are more than just a route to settling trade negotiations, they are a key site of potential misconduct, which is why firms must look to integrate technology to capture these channels so no risk goes unchecked.
Regulatory Wrap episode 84: Dystopia in the age of AI?
In Regulatory Wrap for the week to July 11, Rob Mason discusses whether AI’s power is growing faster than governance can control it, and how firms can avoid a dystopian future.
Regulatory Wrap episode 83: ESA’s first DORA report stresses third-party risk oversight
In Regulatory Wrap for the week to June 26, Kathryn Fallah discusses the top operational resilience takeaways from the ESA’s DORA report on ICT-related incidents.
Regulatory Wrap episode 82: Race against the AI clock – Is the industry resilience ready?
In Regulatory Wrap for the week to June 6, Kathryn Fallah discusses the essential steps the industry must take to balance resilience with AI adoption amidst unprecedented threats.
Regulatory Wrap episode 81: 2026 Surveillance Benchmarking Report
In Regulatory Wrap for the week to May 22, Jennie Clarke unpacks the top findings from 1LoD’s newly published 2026 surveillance benchmarking report.
1LOD: The 2026 Surveillance Benchmarking Survey & Report
AI is reshaping financial services surveillance — but are firms ready? The 2026 Surveillance Benchmarking Survey reveals where the industry stands on regulation, data quality, and the road to full AI implementation.
Regulatory Unwrapped: Innovation, regulation, revolution – which stage has AI reached?
Can firms retire lexicon-based monitoring? Is AI really just a cost and resource reduction tool? Find the answers to all this and more in episode two of Regulatory Unwrapped.
Regulatory Wrap episode 80: The FCA vs. Finfluencers
In Regulatory Wrap for the week to May 1, Aarti Agarwal discusses the FCA’s latest enforcement approach against unauthorized financial promotions on social media.