Full steam AI-head: What’s the U.K. government and FCA AI adoption plan?
The U.K. government and FCA AI adoption plan has laid out 10 recommendations for how regulators and the industry can reinforce governance as increasingly advanced models become accessible and integrated into core operations.
What does CIRO’s 2026 enforcement report mean for compliance teams?
A breakdown of CIRO's 2026 enforcement report and what its shift toward fewer but larger firm-level sanctions means for compliance, supervision, and recordkeeping.
Is data security a board-level priority for Nordics firms?
For Nordic compliance teams evaluating surveillance vendors, the critical questions are not just about features, they are about who controls the infrastructure, who can access the data, and what happens to it once an AI model has touched it.
How does voice surveillance differ from other forms of communications surveillance?
As regulators encourage firms to effectively supervise business communications to deter misconduct and maintain compliance, what are the main differences to watch for when monitoring voice communications versus written digital communications?
Regulatory Unwrapped: Breaking down the FCA’s NFM framework
Join us for a deeper dive into the biggest regulatory trends and challenges firms are facing as we chat with experts and understand how organizations can keep pace with fast-paced compliance changes.
Regulatory Wrap episode 86: FCA NFM rules – Is your firm ready?
In Regulatory Wrap for the week to July 31, Rob Mason covers the FCA’s expanded NFM rules, which go into effect on September 1, 2026.
Regulatory Wrap episode 85: Is the FCA moving fast enough on AI regulation?
In Regulatory Wrap for the week to July 24, Jay Hampshire reviews the FCA’s latest publication from Executive Director Sheldon Mills on staying ahead in the AI “arms race.”
Voice channels – the risk you’re missing?
Voice channels are more than just a route to settling trade negotiations, they are a key site of potential misconduct, which is why firms must look to integrate technology to capture these channels so no risk goes unchecked.
Regulatory Wrap episode 84: Dystopia in the age of AI?
In Regulatory Wrap for the week to July 11, Rob Mason discusses whether AI’s power is growing faster than governance can control it, and how firms can avoid a dystopian future.