Social media as a risk for financial services
Financial services face four key challenges with the emergence of social media channels use for business communications, Global Relay's Director of Regulatory Intelligence, Rob Mason, and Head of Content, Jennifer Clarke note these as: market risk, advertising risk, recordkeeping risk, and consumer harm.
Journal of Financial Compliance
Journal of Financial Compliance
Social media as a compliance risk for financial services
Global Relay’s Director of Regulatory Intelligence, Robert Mason, and Head of Content, Jennifer Clarke are featured in the Journal of Financial Compliance Volume 8 Number 3, speaking on social media as an emerging compliance risk for financial services. The evolving nature of regulation, paired with ever-increasing methods of communication, opens the landscape to a host of uncertainty and new challenges. From ‘finfluencers’ to ephemeral messaging, firms must look to capture all their data – securely and comprehensively.
