Aarti Agarwal

The OCC hack leaves banks feeling under attack

The OCC suffered a major cybersecurity breach that remained undetected for a year, prompting backlash from major banks. The incident has intensified calls for stronger identity controls and secure communications systems.

Global Relay Data Center

Built for performance and sustainability, Global Relay's data center ensures secure, high-efficiency cloud storage.

Regulators give firms a thumb’s down for not capturing emojis

Regulators are increasingly scrutinizing the use of emojis and avatars in communications within financial services, due to their potential for ambiguity and misuse. There is a growing need for enhanced monitoring to circumvent any risks and to capture misconduct.

How can communications surveillance help pharma firms avoid fines?

Pharmaceutical companies urgently need robust communication surveillance to avoid data risks and reputational damage.

On Demand: Compliance & Conversation – Culture shock: A fireside chat on cultural compliance challenges

Watch on-demand and learn how effective supervision and facilitating an open dialogue with staff is key to ensuring a compliant culture.

A key lesson from JP Morgan’s $350 million fine: data completeness is critical – have you got eyes on all your comms?

JPMorgan's $350 million fine highlights the urgent need for firms to capture and monitor all communications, including GenAI, to stay compliant with FINRA and DOJ regulations.

Compliance & Conversation: Culture Shock: How cultural challenges are reshaping financial regulation

On February 5, 2025, we hosted a fireside chat that revealed key insights into the key features of a compliance culture and how regulation can prevent growth rather than encourage it.

CIRO’s 2025 Compliance Playbook: Navigating cybersecurity, third-party risks, and social media rules

CIRO's 2025 Annual Report reveals it's priorities for the year ahead, namely a focus on cybersecurity, third-party risk and social media.

Is CIRO set to be the new Canadian Regulatory Hero?

CIRO is set to streamline the work of IIROC and the MFDA by harmonizing compliance rules and enhancing existing cybersecurity protocols.

Computer Security Day: The role of leadership in protecting data

This Computer Security Day, it is important to recognize that strong leadership drives effective cybersecurity and ensures regulatory compliance.

Helzberg hones in on email archiving

Find out how Global Relay helped equip Helzberg Diamonds in this case study.

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