Regulatory Wrap episode 77: The Bank of England weighs in on AI for financial services
In Regulatory Wrap for the week to February 20, Rob Mason unpacks the main takeaways from the BoE’s recent roundtables on AI integration in financial services.
Video: Unpacking 2026’s top communications capture trends
Receive expert insight on the top recordkeeping trends for 2026, as well as the direction of communications capture trends moving forward.
Regulatory Wrap episode 76: FCA NFM final rules
In Regulatory Wrap for the week to January 16, Jay Hampshire unpacks the FCA’s final guide on non-financial misconduct.
Regulatory Wrap episode 75: SEC 2026 Examination Priorities
In Regulatory Wrap for the week to November 21, Kathryn Fallah reviews the focus areas highlighted in the SEC’s 2026 Examination Priorities.
Regulatory Wrap episode 74: The FCA knows what you did last summer
In Regulatory Wrap for the week to October 31, Jay Hampshire breaks down a speech from the FCA, which reinforces its “do the right thing” motto.
Regulatory Wrap episode 73: Comms compliance gets personal
In Regulatory Wrap for the week to October 24, Jay Hampshire covers FINRA’s $10,000 fine against an individual for off-channel breaches.
Regulatory Wrap episode 72: FCA’s call to action on financial crime
In Regulatory Wrap for the week to October 10, Jay Hampshire summarizes the FCA’s recent speech encouraging collaboration to fight financial crime.
Regulatory Wrap Episode 71: FDA takes aim at pharma companies’ social media activity
In Regulatory Wrap for the week to October 3, Ryan Thaxton explores the growing spotlight on pharma companies’ social media activity.
Regulatory Wrap episode 70: What the CFTC’s “enforcement sprint” means for compliance
In Regulatory Wrap for the week to September 12, Kathryn Fallah reviews recent enforcement action from the CFTC against 10 firms for technical compliance failures.
Demystifying AI in surveillance: Video series
When it comes to AI in surveillance, it’s important to have a clear understanding of how generative models can enhance risk detection. Learn how LLMs enable effective, accurate communications monitoring, and the steps we take to ensure transparency, security, and explainability.
Regulatory Wrap episode 69: DOJ pushes firms to self-disclose misconduct
In Regulatory Wrap for the week to September 5, Aarti Agarwal discusses the DOJ’s efforts to encourage self-disclosure with its new policy.