Regulatory Wrap episode 83: ESA’s first DORA report stresses third-party risk oversight
In Regulatory Wrap for the week to June 26, Kathryn Fallah discusses the top operational resilience takeaways from the ESA’s DORA report on ICT-related incidents.
Regulatory Wrap episode 82: Race against the AI clock – Is the industry resilience ready?
In Regulatory Wrap for the week to June 6, Kathryn Fallah discusses the essential steps the industry must take to balance resilience with AI adoption amidst unprecedented threats.
Regulatory Wrap episode 81: 2026 Surveillance Benchmarking Report
In Regulatory Wrap for the week to May 22, Jennie Clarke unpacks the top findings from 1LoD’s newly published 2026 surveillance benchmarking report.
1LOD: The 2026 Surveillance Benchmarking Survey & Report
AI is reshaping financial services surveillance — but are firms ready? The 2026 Surveillance Benchmarking Survey reveals where the industry stands on regulation, data quality, and the road to full AI implementation.
Regulatory Unwrapped: Innovation, regulation, revolution – which stage has AI reached?
Can firms retire lexicon-based monitoring? Is AI really just a cost and resource reduction tool? Find the answers to all this and more in episode two of Regulatory Unwrapped.
Regulatory Wrap episode 80: The FCA vs. Finfluencers
In Regulatory Wrap for the week to May 1, Aarti Agarwal discusses the FCA’s latest enforcement approach against unauthorized financial promotions on social media.
Regulatory Wrap episode 79: AI, AML, and Robocop
In Regulatory Wrap for the week to April 24, Jay Hampshire breaks down how FinCEN is encouraging firms to utilize AI-enabled tools to more effectively fight against financial crime.
Regulatory Wrap episode 78: Phishing fire drills ring compliance alarms
In Regulatory Wrap for the week to March 20, Rob Mason discusses the growing trend of compliance teams attempting to uncover unapproved communications use by sending “phishing” messages on channels like WhatsApp.
Why Canadian banks need strong mobile device management
Regulators are making mobile communications compliance a 2026 priority for Canadian firms
What is data completeness, and why does it matter in the Nordics?
Discover why data completeness is becoming a critical priority for regulated firms in the Nordics. Learn how capturing every communication can strengthen compliance, improve risk detection, and support faster investigations.
Video: What’s the direction of crypto recordkeeping for 2026?
Join Ryan Sheridan and Kathryn Fallah as they discuss the results of Global Relay's 2026 Data Insights report, including recordkeeping expectations around crypto as the digital asset landscape evolves.