On Demand: Compliance & Conversation – Culture shock: A fireside chat on cultural compliance challenges
Watch on-demand and learn how effective supervision and facilitating an open dialogue with staff is key to ensuring a compliant culture.
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On February 5, 2025, Mark Taylor, Partner, Ibex Compliance, and Alex Viall, Chief Strategy Officer, Global Relay, sat down for a fireside chat as part of our Compliance & Conversation event, and discussed compliance, culture and the future of financial regulation.
Watch on demand and hear expert insights on:
- How firms can – and must – balance regulatory requirements with the need for open dialogue and effective supervision
- Building a strong compliance culture through creating environments, through leadership and ‘open door’ policies, where employees feel empowered to raise concerns and admit mistake without fear
- Balancing regulation and growth, exploring whether reducing regulatory burdens encourages innovation or increases financial risk
*The opinions expressed in this panel discussion are those of the individual speakers and are not those of Global Relay.
