Surveillance

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Can your surveillance understand how Nordic traders actually talk?

In Nordic countries, voice communications are often multilingual. What should firms keep in mind when searching for a surveillance solution that can accurately capture and monitor these conversations?

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Full steam AI-head: What’s the U.K. government and FCA AI adoption plan?  

The U.K. government and FCA AI adoption plan has laid out 10 recommendations for how regulators and the industry can reinforce governance as increasingly advanced models become accessible and integrated into core operations.

What does CIRO’s 2026 enforcement report mean for compliance teams?

A breakdown of CIRO's 2026 enforcement report and what its shift toward fewer but larger firm-level sanctions means for compliance, supervision, and recordkeeping.

How does voice surveillance differ from other forms of communications surveillance?

As regulators encourage firms to effectively supervise business communications to deter misconduct and maintain compliance, what are the main differences to watch for when monitoring voice communications versus written digital communications?

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Regulatory Wrap episode 85: Is the FCA moving fast enough on AI regulation? 

In Regulatory Wrap for the week to July 24, Jay Hampshire reviews the FCA’s latest publication from Executive Director Sheldon Mills on staying ahead in the AI “arms race.”