Sheridan’s Signals — SIFMA’s Suggested Recordkeeping Rulebook Modernizations
SIFMA has shared recommendations on how the SEC could modernize its recordkeeping requirements to reduce the compliance burden on firms and provide increased clarity.
REMIT and REMIT II Regulation in the Energy Sector
REMIT II raises the bar for energy market integrity with algorithmic trading monitoring and tougher enforcement. Discover key obligations and compliance solutions.
How to fast-track investigations using remote data capture and eDiscovery
From faster resolutions to lower costs and improved defensibility, explore five operational advantages of remote eDiscovery for healthcare compliance teams managing high-volume investigations.
New technologies, new risks – The evolution of communications compliance
The evolution of communications technology has changed the way firms do business. But every step change has presented compliance teams with new challenges. We explore how the communications landscape has changed, from voice communications to AI chats, and how compliance teams are already armed with the tools they need to tackle emerging risk.
What the FCA’s frontier AI review means for firms
Findings from the U.K. regulator's review into frontier AI usage and risk give firms vital guidance for building operational resilience.
How can Nordics firms stay ahead of frontier AI risk?
Frontier AI, vendor risk, and DORA- practical steps for financial firms to build resilience and meet regulators' growing expectations on AI-driven cyber risk.
The 5 mistakes that sabotage mobile compliance proof of concepts
A guide to the five most common mistakes procurement teams make during a mobile compliance proof of concept, from architecture and data capture gaps to monitoring shortcomings and vendor support limitations.
How to run a successful POC for communications compliance software
A successful communications compliance POC requires clearly defined success criteria, early stakeholder alignment, end-user education, infrastructure readiness, and rigorous active evaluation to avoid common process failures.