What are the voice recordkeeping requirements for financial services?
Many business collaboration and communication platforms have integrated voice features, which could introduce new risks. How can firms ensure their voice compliance meets regulatory requirements?
Finfluencer marketing compliance: A guide for financial services firms
A guide to the regulations governing finfluencers across the U.S., U.K., and Canada, and how firms can work with them compliantly.
State AI regulations 2026: A compliance guide for financial firms
Without a consolidated federal AI rulebook, states across the U.S. have established their own governance laws. How can firms prepare their compliance programs to navigate these requirements while scaling innovative technologies?
How to meet expanded non-financial misconduct rules: A practical guide
Download Global Relay’s practical non-financial misconduct guide for non-bank firms. Explore the FCA’s expanded rules, key compliance obligations, and how communications capture, surveillance, archiving, and investigation tools can help your firm build a defensible NFM control framework.
Finfluencers in Sweden: What the new regulatory landscape means for financial firms
Financial influencers, or ‘finfluencers’, have quietly become one of the most influential distribution channels in Sweden - more than one in five young adults trust financial information from finfluencers in the region. We explore the emerging risks.
Sheridan’s Signals — SIFMA’s Suggested Recordkeeping Rulebook Modernizations
SIFMA has shared recommendations on how the SEC could modernize its recordkeeping requirements to reduce the compliance burden on firms and provide increased clarity.
REMIT and REMIT II Regulation in the Energy Sector
REMIT II raises the bar for energy market integrity with algorithmic trading monitoring and tougher enforcement. Discover key obligations and compliance solutions.
How to fast-track investigations using remote data capture and eDiscovery
From faster resolutions to lower costs and improved defensibility, explore five operational advantages of remote eDiscovery for healthcare compliance teams managing high-volume investigations.