When archives collide: managing eComms risk in pharma M&A
Pharma M&A due diligence often overlooks eComms data, and that gap can cost acquirers millions. Learn how communications due diligence can surface hidden compliance liabilities.
Regulators’ focus on financial crime is growing: can GenAI help combat it?
With regulators including FinCEN, OSFI, the FDIC and the FCA recognizing the capabilities of generative AI tools to “effectively combat financial crime,” how can firms maximize its potential?
How does Global Relay ensure the long-term integrity of every message?
Constant Integrity Checking is a unique security measure developed by Global Relay to perpetually guarantee customer data is complete and untampered with.
What are the key elements of a strong encryption strategy?
Data protection is essential to ensuring compliance and maintaining business continuity. Explore what encryption processes and security hardware firms should look for when implementing solutions to ensure their data is safeguarded.
FINTRAC issues a C$600,000 fine for transaction monitoring failures
Canada’s anti-money laundering watchdog has fined a Canadian bank C$600,000 for violating multiple regulations, including a failure to regularly monitor business relationships for suspicious transactions.
Harnessing Regulatory Intelligence for Proactive Compliance in 2025
The age of reactive compliance, scrambling to patch risks only after the regulators act, is over.
What’s next for crypto from the SEC’s view
As the SEC wraps up its Crypto Task Force roundtable series, covering topics from blockchain to crypto custody to decentralized finance, has the regulator come closer to defining the future framework for crypto asset regulation?
Streamlining compliance with policy automation in 2026
Manually conducting compliance processes is eating up valuable hours, and the risks of missing a beat have never been higher. Discover how compliance policy automation (CPA) is transforming the way organizations can ensure regulatory adherence, and how AI is powering these solutions.
Surveillance Snippets: Surveil now to save later – why should firms invest anyway?
By establishing a well-nourished surveillance system early on, firms can reap invaluable benefits later, such as avoiding steep regulatory fines and boosting operational efficiencies.
Understanding Compliance Risk Management: Definitions, Importance, and Strategies
Looking back on the first half of this decade, it’s clear that regulators have been under pressure to constantly introduce and update the rules to meet modern demands, leading to a very dynamic market.
Regulatory Wrap episode 55: Catching the culture bug
In Regulatory Wrap for the week to March 14, Rob Mason reviews an FCA speech on culture's ability to spread within an organization.