Advice from a former regulator: Don’t let “deregulation” lull you into complacency
Nekia Hackworth, former SEC Deputy Director of Enforcement and DOJ Associate Deputy Attorney General, visited the Global Relay offices to share her thoughts on the government’s deregulatory stance and what compliance teams should look out for in an increasingly volatile risk landscape.
Something phishy: Are banks crossing the line with fake off-channel compliance messages?
Banks are now using dummy messages to source out the use of off-channel communications, as regulators continue to pursue and penalize firms unable to meet the rules. However, are banks crossing the line and, should they look to implement tools that compliantly capture communications across all channels instead?
How can financial services firms ensure their operational resilience?
Operational resilience must become a boardroom priority for firms as they protect themselves from becoming vulnerable to cyberattacks and regulatory scrutiny.
How is comprehensive risk management a competitive advantage?
With security incidents and data breaches becoming more prevalent – and more disruptive – sound risk-management frameworks can not only minimize threats but give businesses a competitive advantage.
Ensuring SCADA system compliance in the energy sector
Supervisory Control and Data Acquisition systems (also known as SCADA systems) are automated hardware and software solutions that enable real-time monitoring, control, and optimization of processes like power generation, transmission, and distribution. SCADA system compliance is based on strict regulatory standards to protect critical operations, and firms in the energy sector are increasingly turning to B2B SaaS energy compliance solutions that leverage emerging technology.
FINRA 2026 Oversight Report flags GenAI, recordkeeping, and cybersecurity risks
The regulator’s annual Oversight Report has highlighted GenAI, recordkeeping, cybersecurity, and third parties as areas where firms should focus efforts to strengthen compliance programs.
How does Global Relay ensure data security?
From private encryption keys to Constant Integrity Checks and ISO certification, learn more about how Global Relay keeps data security locked down to keep your records secure, available, and tamperproof.
Firm fined £14 million for data protection failings after cyber-attack
A firm has been fined after it failed to properly protect the data of millions of customers after it was hit by a major cyber attack back in 2023.
Cybersecurity compliance in healthcare: harnessing technology for regulatory compliance
As part of our ongoing series on B2B SaaS compliance solutions, today we’re exploring cybersecurity compliance: healthcare edition.
How much can weak cybersecurity structures cost firms?
With cybercriminals ramping up the frequency and complexity of attacks against financial organizations, it’s evident that a lacking security infrastructure can take a significant toll on not just revenue and business operations – but reputation.
Secure, seamless, streamlined – Why switch to Global Relay?
While changing unified communications vendors may not have been part of your plan for 2025, switching can unlock benefits including increased security, reduced complexity, and enhanced data completeness – and the switchover process doesn’t have to be painful.