How to meet expanded non-financial misconduct rules: A practical guide
Download Global Relay’s practical non-financial misconduct guide for non-bank firms. Explore the FCA’s expanded rules, key compliance obligations, and how communications capture, surveillance, archiving, and investigation tools can help your firm build a defensible NFM control framework.
Checklist: 10 steps to help you meet the FCA’s NFM-rule
With the FCA’s September 2026 NFM deadline looming, we’ve created a 10-step checklist to help FSMA-authorized firms prepare - covering policy, HR, surveillance, training, and regulatory notification requirements
Non-Financial Misconduct Rules Extending to SMCR Firms: An essential guide
With the FCA set to expand its non-financial misconduct (NFM) rules to 37,000 additional firms, we've put together an essential guide to what the changes mean, and how firms can prepare for them.
Global Relay Data Insights: Communication Capture Trends in 2025/26
Global Relay analyzes the data of over 12,000 regulated financial institutions to provide a unique view of how the industry is capturing communication data.
On Demand: Compliance & Conversation – Recordkeeping and surveillance
Watch on demand as a panel of compliance and surveillance experts discuss trends including AI, social media, and culture and conduct risks.
On Demand: Compliance & Conversation – Culture shock: A fireside chat on cultural compliance challenges
Watch on-demand and learn how effective supervision and facilitating an open dialogue with staff is key to ensuring a compliant culture.
Webinar: Does Voice Surveillance Complete the Compliant Comms Puzzle?
Watch on-demand as compliance and surveillance experts discuss growing regulatory expectations around voice channel capture - and how firms can leverage technology to keep pace.
On Demand: Social Media Risks – To Ban, or Not to Ban?
Watch on-demand as Global Relay sits down with Darren Sirr and Hammad Hanif to discuss the fast-emerging compliance risks presented by social media.
Worldwide IT outage: what does it mean, and what does it mean for Global Relay customers
As a global IT outage unfolds, we set out what has happened, how it could affect Global Relay customers, and how we can help.
On Demand: Compliance & Conversation – Exploring DORA
Watch on-demand and learn what the EU's Digital Operational Resilience Act (DORA) means for the financial services space.
On Demand: Compliance & Conversation – SMCR struggles – what does the SMCR extension mean for you?
On July 3, 2024, Global Relay hosted its annual Compliance & Conversation event, where compliance professionals and industry experts convened to discuss the new challenges and priorities at the fore of the regulatory landscape.