Where to find illicit communications — and what to do about them
The pace of off-channel communications enforcement actions may have reduced, but the challenge of illicit communications persists.
Regulatory Wrap episode 87: Regulators take on frontier AI
In Regulatory Wrap for the week to September 18, Jay Hampshire unpacks the FCA’s multi-firm review on the use of frontier AI in financial services to test operational resilience.
Operational resilience in the Nordics: Reducing third-party and cloud concentration risk
More than 3,000 major ICT incidents were reported across the EU's financial sector in 2025 - the first full year of reporting under the ESA and DORA. How can Nordic-based firms minimize their exposure to these risks?
Finfluencers in Sweden: What the new regulatory landscape means for financial firms
Financial influencers, or ‘finfluencers’, have quietly become one of the most influential distribution channels in Sweden - more than one in five young adults trust financial information from finfluencers in the region. We explore the emerging risks.
Sheridan’s Signals — SIFMA’s Suggested Recordkeeping Rulebook Modernizations
SIFMA has shared recommendations on how the SEC could modernize its recordkeeping requirements to reduce the compliance burden on firms and provide increased clarity.