State AI regulations 2026: A compliance guide for financial firms
Without a consolidated federal AI rulebook, states across the U.S. have established their own governance laws. How can firms prepare their compliance programs to navigate these requirements while scaling innovative technologies?
Regulatory Wrap episode 87: Regulators take on frontier AI
In Regulatory Wrap for the week to September 18, Jay Hampshire unpacks the FCA’s multi-firm review on the use of frontier AI in financial services to test operational resilience.
Full steam AI-head: What’s the U.K. government and FCA AI adoption plan?
The U.K. government and FCA AI adoption plan has laid out 10 recommendations for how regulators and the industry can reinforce governance as increasingly advanced models become accessible and integrated into core operations.
How does voice surveillance differ from other forms of communications surveillance?
As regulators encourage firms to effectively supervise business communications to deter misconduct and maintain compliance, what are the main differences to watch for when monitoring voice communications versus written digital communications?
Ready, set, resilience: Reassessing cyber resilience in the AI era
Regulators and authorities globally are advising organizations of the increasing risks posed by frontier AI models such as Claude Mythos. This begs the question: what are the essential steps to strengthen cyber defenses and remain operationally resilient amidst a transforming industry?
Regulatory Wrap episode 86: FCA NFM rules – Is your firm ready?
In Regulatory Wrap for the week to July 31, Rob Mason covers the FCA’s expanded NFM rules, which go into effect on September 1, 2026.
How can Nordic firms prepare for the EU AI Act?
With the EU AI Act about to enter its next phase, how can Nordic firms gain operational value from their AI investment while ensuring responsible, compliant implementation?
Regulatory Wrap episode 85: Is the FCA moving fast enough on AI regulation?
In Regulatory Wrap for the week to July 24, Jay Hampshire reviews the FCA’s latest publication from Executive Director Sheldon Mills on staying ahead in the AI “arms race.”
Regulatory Wrap episode 84: Dystopia in the age of AI?
In Regulatory Wrap for the week to July 11, Rob Mason discusses whether AI’s power is growing faster than governance can control it, and how firms can avoid a dystopian future.
“Built for another era” – Are current regulations amplifying AI risk?
With the U.S. Treasury’s recent AI innovation roundtables highlighting that regulatory frameworks “built for another era” may be increasing compliance risks by making firms reluctant to innovate, how can regulators work with the industry to support the deployment of advancing technologies?
Regulatory Wrap episode 83: ESA’s first DORA report stresses third-party risk oversight
In Regulatory Wrap for the week to June 26, Kathryn Fallah discusses the top operational resilience takeaways from the ESA’s DORA report on ICT-related incidents.