Checklist: 10 steps to help you meet September’s NFM-rule deadline
With the FCA’s September 2026 NFM deadline looming, we’ve created a 10-step checklist to help FSMA-authorized firms prepare - covering policy, HR, surveillance, training, and regulatory notification requirements
Weak links in the chain: A compliance guide to third-party risk
Learn how to spot third-party risk red flags early, from unestablished vendors to multi-vendor security gaps, and stay ahead of FCA, DORA, and SEC rules.
Now you see it, now you don’t – Why ephemeral messaging capture remains critical for compliance
Regulators like the SEC, CFTC, and DOJ continue to expect firms to maintain proactive compliance programs that support investigations and protect against fraud, which includes managing the use of disappearing messages. We explore the compliance implications of ephemeral messaging and outline practical steps to mitigate risk and meet regulatory obligations.
Non-Financial Misconduct Rules Extending to SMCR Firms: An essential guide
With the FCA set to expand its non-financial misconduct (NFM) rules to 37,000 additional firms, we've put together an essential guide to what the changes mean, and how firms can prepare for them.
A guide to recordkeeping in 2026: best practice, tools, and future state for the Nordics
Explore what Nordic regulators expect from financial institutions in 2026, from proactive data inspections to off-channel communications capture. Learn about recent enforcement actions, key regulatory priorities, and the tools needed to build a defensible, future-proof recordkeeping strategy.
Surveillance at a crossroads: What 1LOD’s 2026 Benchmarking Survey tells us about the state of the industry
The 1LOD 2026 Surveillance Benchmarking Survey, sponsored by Global Relay, reveals an industry at a turning point. AI is accelerating, regulatory expectations are rising, and culture is now a compliance issue — but data quality and uneven implementation mean many firms are still playing catch-up.
1LOD: The 2026 Surveillance Benchmarking Survey & Report
AI is reshaping financial services surveillance — but are firms ready? The 2026 Surveillance Benchmarking Survey reveals where the industry stands on regulation, data quality, and the road to full AI implementation.
What is data completeness, and why does it matter in the Nordics?
Discover why data completeness is becoming a critical priority for regulated firms in the Nordics. Learn how capturing every communication can strengthen compliance, improve risk detection, and support faster investigations.
Tailored archiving solutions for financial services, healthcare, and government in 2026
Firms in financial services, healthcare and government are each facing their own challenges to meet regulatory demands.
Why message archiving is critical for compliance in 2026
Amid ever-increasing regulatory scrutiny, message archiving for compliance isn’t just a best practice - it’s essential for protecting your business and meeting today’s demanding regulatory standards.
Ensuring SCADA system compliance in the energy sector
Supervisory Control and Data Acquisition systems (also known as SCADA systems) are automated hardware and software solutions that enable real-time monitoring, control, and optimization of processes like power generation, transmission, and distribution. SCADA system compliance is based on strict regulatory standards to protect critical operations, and firms in the energy sector are increasingly turning to B2B SaaS energy compliance solutions that leverage emerging technology.