Regulatory Compliance

Why Canadian banks need strong mobile device management

We’ve mapped how your data moves through our closed ecosystem for analysis by our AI-enabled surveillance solution, and what safety measures we’re taking to ensure your data is never compromised.

How to bring pharma sales reps’ communications into compliance

Pharma sales reps operate in high-pressure environments where they're judged on availability and responsiveness. Organizations have invested heavily in tools to support field teams, but that efficiency pressures creates a persistent temptation to cut corners on compliant communications.

Something phishy: Are banks crossing the line with fake off-channel compliance messages?

Banks are now using dummy messages to source out the use of off-channel communications, as regulators continue to pursue and penalize firms unable to meet the rules. However, are banks crossing the line and, should they look to implement tools that compliantly capture communications across all channels instead?

What is data completeness, and why does it matter in the Nordics?

Discover why data completeness is becoming a critical priority for regulated firms in the Nordics. Learn how capturing every communication can strengthen compliance, improve risk detection, and support faster investigations.

Video: What’s the direction of crypto recordkeeping for 2026?

Join Ryan Sheridan and Kathryn Fallah as they discuss the results of Global Relay's 2026 Data Insights report, including recordkeeping expectations around crypto as the digital asset landscape evolves.

Overheard in the industry – AI differentiated: Video series

GenAI is redefining the way that firms perform communications monitoring. Learn more about how natively built agentic AI models enhance risk detection and strengthen compliance.

How can financial services firms ensure their operational resilience?

Operational resilience must become a boardroom priority for firms as they protect themselves from becoming vulnerable to cyberattacks and regulatory scrutiny.

Video: Does a 33% rise in social media capture indicate increasing risk?

Join Rob Mason and Jennie Clarke as they examine the results of our 2026 Data Insights report, and what an increase in firms capturing social media tells us about risk.

CIRO zeros in on emerging risk areas in 2026 Compliance Report

CIRO’s 2026 Compliance Report highlights key compliance risk areas where firms should focus attention, with main priorities including cybersecurity, challenges associated with emerging technologies, and the strength of compliance frameworks.

Regulatory Wrap episode 77: The Bank of England weighs in on AI for financial services  

In Regulatory Wrap for the week to February 20, Rob Mason unpacks the main takeaways from the BoE’s recent roundtables on AI integration in financial services.

Home health care provider pays $34 million after self-disclosing potential FCA violations

The settlement comes after Traditions Health submitted two self-disclosures of billing practices that potentially violated the Stark Law and Anti-Kickback Statute.