What the FCA’s frontier AI review means for firms
Findings from the U.K. regulator's review into frontier AI usage and risk give firms vital guidance for building operational resilience.
How can Nordics firms stay ahead of frontier AI risk?
Frontier AI, vendor risk, and DORA- practical steps for financial firms to build resilience and meet regulators' growing expectations on AI-driven cyber risk.
The 5 mistakes that sabotage mobile compliance proof of concepts
A guide to the five most common mistakes procurement teams make during a mobile compliance proof of concept, from architecture and data capture gaps to monitoring shortcomings and vendor support limitations.
How to run a successful POC for communications compliance software
A successful communications compliance POC requires clearly defined success criteria, early stakeholder alignment, end-user education, infrastructure readiness, and rigorous active evaluation to avoid common process failures.
Full steam AI-head: What’s the U.K. government and FCA AI adoption plan?
The U.K. government and FCA AI adoption plan has laid out 10 recommendations for how regulators and the industry can reinforce governance as increasingly advanced models become accessible and integrated into core operations.
What does CIRO’s 2026 enforcement report mean for compliance teams?
A breakdown of CIRO's 2026 enforcement report and what its shift toward fewer but larger firm-level sanctions means for compliance, supervision, and recordkeeping.
Ready, set, resilience: Reassessing cyber resilience in the AI era
Regulators and authorities globally are advising organizations of the increasing risks posed by frontier AI models such as Claude Mythos. This begs the question: what are the essential steps to strengthen cyber defenses and remain operationally resilient amidst a transforming industry?
Regulatory Wrap episode 86: FCA NFM rules – Is your firm ready?
In Regulatory Wrap for the week to July 31, Rob Mason covers the FCA’s expanded NFM rules, which go into effect on September 1, 2026.
Checklist: 10 steps to help you meet the FCA’s NFM-rule
With the FCA’s September 2026 NFM deadline looming, we’ve created a 10-step checklist to help FSMA-authorized firms prepare - covering policy, HR, surveillance, training, and regulatory notification requirements
What the DOJ’s 2026 Corporate Enforcement Policy update means for compliance teams
Learn more about the Department of Justice's 2026 update to its Corporate Enforcement Policy, and how AI-enabled communications monitoring can help you stay ahead of regulatory enforcement by detecting and flagging misconduct before a whistleblower does.
Are we future ready? – How to avoid an AI dystopia
There exists a future in which regulated industries will likely use and rely on AI interfaces to make decisions and speak to consumers, so how can firms ensure they are ready for this change?