Closing compliance gaps: How can enterprise firms unify surveillance across business lines?
Ensuring complete compliance across business lines can be tricky. Learn how firms can satisfy regulators while keeping data secure and operations seamless.
What can financial services firms learn from the AWS outage?
An outage of Amazon cloud services that impacted thousands of businesses and millions of users has raised serious questions around Big Tech monopolies – and how firms can increase their cyber resilience.
Capita fined £14 million for data protection failings after cyber-attack
Capita Pension Solutions Ltd has been fined after it failed to properly protect the data of millions of customers after it was hit by a major cyber attack back in 2023.
Five ways a single-vendor solution can mitigate data governance risks
Learn how a single-vendor solution can capture, store, and monitor business communications to enable complete compliance, all while protecting your data.
Regulatory Wrap episode 60: Messaging app breach exposes U.S. government risk
In Regulatory Wrap for the week to May 9, Rob Mason narrates the impact of a breach to a messaging platform used by the U.S. government.
CIRO’s 2025 Compliance Playbook: Navigating cybersecurity, third-party risks, and social media rules
CIRO's 2025 Annual Report reveals it's priorities for the year ahead, namely a focus on cybersecurity, third-party risk and social media.
Surveillance, Gen AI, and third-party risk: Key takeaways from FINRA’s Annual Oversight Report for 2025
FINRA has published its Annual Oversight Report for 2025, giving firms a 'heads up' of the regulator's key focus areas for the year, including AI, recordkeeping, and third-party and social media risks.
Firms call for return to office: How can compliance tools support hybrid work?
As businesses return to work for 2025, financial services firms have made headlines with new, more stringent ‘return to office’ (RTO) policies. Does RTO mark the end of a ‘working from home’ (WFH) model for financial services, or can compliance technology mitigate the risks of hybrid work?
Regulatory Wrap Episode #47: Learning from the CrowdStrike Outage
In Regulatory Wrap for the week to November 8, Jennie Clarke explores regulatory stances on operational resilience, especially in light of the CrowdStrike incident in July.
What does the CrowdStrike outage teach us about operational resilience?
The historic IT outage that affected 8.5 million Microsoft Windows devices is a cautionary tale about the need for stringent operational resilience testing and planning, especially as regulatory expectations continue to rise.
