FINRA 2026 Oversight Report flags GenAI, recordkeeping, and cybersecurity risks
The regulator’s annual Oversight Report has highlighted GenAI, recordkeeping, cybersecurity, and third parties as areas where firms should focus efforts to strengthen compliance programs.
OSFI B-10: Third-Party risk management for Canadian financial entities
In April 2023, Canada’s Office of the Superintendent of Financial Institutions (OSFI) published its final Third-Party Risk Management Guideline, which sets out associated risk management expectations for Federally Regulated Financial Institutions (FRFIs). Find out how to effectively manage OSFI B-10 third-party risk in Canada throughout the engagement lifecycle and how technology is streamlining B-10 compliance.
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CIRO’s 2025 Compliance Playbook: Navigating cybersecurity, third-party risks, and social media rules
CIRO's 2025 Annual Report reveals it's priorities for the year ahead, namely a focus on cybersecurity, third-party risk and social media.