Regulatory Wrap episode 76: FCA NFM final rules
In Regulatory Wrap for the week to January 16, Jay Hampshire unpacks the FCA’s final guide on non-financial misconduct.
10 questions we always get asked during security due diligence
Given the increase in cyber security incidents, firms are reassessing strategies and looking to implement more robust and secure solutions. Find out the steps Global Relay takes to ensure your data remains protected.
How is comprehensive risk management a competitive advantage?
With security incidents and data breaches becoming more prevalent – and more disruptive – sound risk-management frameworks can not only minimize threats but give businesses a competitive advantage.
Ensuring SCADA system compliance in the energy sector
Supervisory Control and Data Acquisition systems (also known as SCADA systems) are automated hardware and software solutions that enable real-time monitoring, control, and optimization of processes like power generation, transmission, and distribution. SCADA system compliance is based on strict regulatory standards to protect critical operations, and firms in the energy sector are increasingly turning to B2B SaaS energy compliance solutions that leverage emerging technology.
How Global Relay ensures a frictionless implementation
A fumbled implementation can sink months of work and money spent. Learn the warning signs and read how Global Relay’s collaborative Enterprise Success Program guarantees we always stick the landing.
Crypto Decrypted: Strengthening crypto fluency to manage evolving risks
Digital assets offer numerous opportunities for both firms and markets. However, to circumvent risk and meet regulatory expectations, firms must build high standards of crypto fluency amongst compliance teams.
Embracing PSD2 for open banking innovation
In 2012, the European Market Infrastructure Regulation (EMIR) fundamentally changed derivatives reporting for financial and non-financial counterparties. EMIR regulation shifted again in 2024 with EMIR Refit updates introducing new mandatory requirements. So how can derivatives market participants navigate EMIR reporting and build the correct EU market infrastructure to ensure ongoing compliance?
Navigating supply chain compliance in life sciences with emerging technologies
The healthcare and life sciences sector is experiencing a fundamental shift in how supply chains are tracked, verified, and documented. Behind this transinformation is a combination of regulatory pressure and technological innovation. Let’s take a look at how life sciences organizations can harness emerging technologies to mitigate risk and drive regulatory adherence.
FINTRAC fines five firms over C$350,000 for AML failures
Canada's anti-money laundering (AML) regulator FINTRAC has issued fines totalling over C$350,000 to five firms for multiple breaches of the Proceeds of Crime and Terrorist Financing Act.
Regulatory Wrap episode 75: SEC 2026 Examination Priorities
In Regulatory Wrap for the week to November 21, Kathryn Fallah reviews the focus areas highlighted in the SEC’s 2026 Examination Priorities.
Regulatory Unwrapped: Breaking down the FCA’s NFM framework
Join us for a deeper dive into the biggest regulatory trends and challenges firms are facing as we chat with experts and understand how organizations can keep pace with fast-paced compliance changes.