Has the SEC shifted focus in its 2026 Examination Priorities?
The SEC’s Examination Priorities for 2026 include focus areas that align with emerging risks, as well as an emphasis on ensuring compliance programs are effective – though, notably, it make no mention of digital assets.
Achieving Litigation Readiness in 2025
The American Bar Association has found that the document review process is the biggest driver of eDiscovery costs, accounting for over 80% of total litigation spend. With that equating to around $42 billion per year, there’s a clear opportunity for saving.
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FINRA Rule 2111
In the FINRA rulebook, rule 2111 stands out as one of the strongest examples of the regulator's ethos: the customer must come first.
Regulatory Compliance
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