How is comprehensive risk management a competitive advantage?
With security incidents and data breaches becoming more prevalent – and more disruptive – sound risk-management frameworks can not only minimize threats but give businesses a competitive advantage.
FINRA 2026 Oversight Report flags GenAI, recordkeeping, and cybersecurity risks
The regulator’s annual Oversight Report has highlighted GenAI, recordkeeping, cybersecurity, and third parties as areas where firms should focus efforts to strengthen compliance programs.
How to choose an operationally resilient technology vendor
System outages are on the rise, leaving firms struggling to ensure operational resilience and reconsidering business continuity plans. We set out the key steps to consider when choosing an operationally resilient tech vendor.
EU NIS2 Directive for Financial Entities
The digital backbone of Europe’s economy, energy grids, transport networks, banks and healthcare, is under constant attack. Escalating cybersecurity threats, with 60% of attacks via phishing, have caused the EU to introduce the NIS2 Directive in an attempt to drastically strengthen cybersecurity and resilience.
OSFI B-10: Third-Party risk management for Canadian financial entities
In April 2023, Canada’s Office of the Superintendent of Financial Institutions (OSFI) published its final Third-Party Risk Management Guideline, which sets out associated risk management expectations for Federally Regulated Financial Institutions (FRFIs). Find out how to effectively manage OSFI B-10 third-party risk in Canada throughout the engagement lifecycle and how technology is streamlining B-10 compliance.
Regulatory Wrap episode 75: SEC 2026 Examination Priorities
In Regulatory Wrap for the week to November 21, Kathryn Fallah reviews the focus areas highlighted in the SEC’s 2026 Examination Priorities.
Has the SEC shifted focus in its 2026 Examination Priorities?
The SEC’s Examination Priorities for 2026 include focus areas that align with emerging risks, as well as an emphasis on ensuring compliance programs are effective – though, notably, it make no mention of digital assets.
Closing compliance gaps: How can enterprise firms unify surveillance across business lines?
Ensuring complete compliance across business lines can be tricky. Learn how firms can satisfy regulators while keeping data secure and operations seamless.
AI-Enhanced Third-Party Risk Management in the Financial Sector
In 2025, we all know of the benefits AI can bring. But when it comes to heavily regulated industries, introducing AI can blur the lines of compliance. It often leaves IT and marketing battling against compliance and risk departments to find the right balance between efficiency and operational risks.
How much can weak cybersecurity structures cost firms?
With cybercriminals ramping up the frequency and complexity of attacks against financial organizations, it’s evident that a lacking security infrastructure can take a significant toll on not just revenue and business operations – but reputation.
Reducing financial compliance costs with scalable automation
Compliance costs in finance are soaring as firms attempt to capture more data than ever before. In fact, a 258% year-on-year rise in WhatsApp data capture was measured for compliance-based surveillance between 2024 and 2025.