FINRA Rule 3110

How AI-powered eDiscovery and Data Supervision Drive Compliance in 2025

June 2025: twelve different regulated financial institutions have been fined by the SEC for non-compliance with record-keeping rules. At each of these firms, investigators found off-channel business communications that were not correctly recorded, or failings by supervisors to prevent such violations.

Article

Tailored archiving solutions for financial services, healthcare, and government in 2025

Firms in financial services, healthcare and government are each facing their own challenges to meet regulatory demands.

Article

Why Data Center Security is the backbone of compliance in 2025

Data breaches are costing more than ever before, trending at a 10% increase in year-over-year costs. In fact, the average price of recovering from a single data breach is now $4.88 million. Can you really afford to get it wrong?

Article

Why message archiving is critical for compliance in 2025

Amid ever-increasing regulatory scrutiny, message archiving for compliance isn’t just a best practice - it’s essential for protecting your business and meeting today’s demanding regulatory standards.

Article
SUPPORT 24 Hour