CASL: Canada’s anti-spam law compliance in digital marketing
Navigating Canada’s anti-spam law (CASL) requires a clear and robust strategy. Get the definitive guide to CASL compliance to avoid the common pitfalls, minimize risks, and leverage scaleable technology. Learn how CASL compliance can be an invaluable tool for building customer trust while also boosting deliverability and return on investment.
ATIA: Access to Information Act for Canadian federal departments
In an era of high public scrutiny over how organizations handle personal data, efficiently handling the Access to Information Act (ATIA) is a core mandate for federal government institutions. Learn how to navigate ATIA compliance challenges and transform your federal disclosures process into a model of efficiency by leveraging technology designed to streamline compliance.
OSFI B-10: Third-Party risk management for Canadian financial entities
In April 2023, Canada’s Office of the Superintendent of Financial Institutions (OSFI) published its final Third-Party Risk Management Guideline, which sets out associated risk management expectations for Federally Regulated Financial Institutions (FRFIs). Find out how to effectively manage OSFI B-10 third-party risk in Canada throughout the engagement lifecycle and how technology is streamlining B-10 compliance.
FINTRAC fines five firms over C$350,000 for AML failures
Canada's anti-money laundering (AML) regulator FINTRAC has issued fines totalling over C$350,000 to five firms for multiple breaches of the Proceeds of Crime and Terrorist Financing Act.
Record C$176 million FINTRAC fine for AML failings
Canada’s anti-money laundering watchdog fined Xelox Enterprises Ltd C$176 million for violating anti-money laundering regulations under the Proceeds of Crime and Terrorist Financing Act.
Is CIRO set to be the new Canadian Regulatory Hero?
CIRO is set to streamline the work of IIROC and the MFDA by harmonizing compliance rules and enhancing existing cybersecurity protocols.
IIROC: What it is and how to stay compliant
Market integrity is paramount in the securities industry to ensure fair and transparent trading practices, protect investors, and foster confidence. So how does the Investment Industry Regulatory Organization of Canada (IIROC) tackle such a broad objective, and how can firms ensure compliance?
Stand the resilience test – OSFI adds to the operational resilience conversation
In line with measures other regulators have taken, OSFI released its final Guideline E-21 on operational risk and resilience, which outlines expectations for firms to prepare for and respond to disruptive events that could affect business operations.
How are financial regulators approaching AI integration?
Regulators globally have been implementing a variety of measures to manage the utilization of AI within the financial sector. We take a look at the key approaches so far.
OSFI Annual Risk Outlook: emerging risks in an evolving financial landscape
Canadian regulator, OSFI, has said that a culture of compliance is a “competitive advantage” in its 2023 Annual Risk Outlook. We take a look at four critical areas for the year ahead.