What is the FCA’s final NFM guidance?
The FCA has released its final guidance surrounding non-financial misconduct. Firms must now take accountability and be transparent in cases of bullying, harassment, and intimidation within their businesses.
10 questions we always get asked during security due diligence
Given the increase in cyber security incidents, firms are reassessing strategies and looking to implement more robust and secure solutions. Find out the steps Global Relay takes to ensure your data remains protected.
What unified communications & collaboration leaders need to know about compliance
Understand emerging unified communications and collaboration (UC&C) compliance challenges and the regulatory and reputational risks of non-compliance with this data-led report from Metrigy.
How a people-first plan ensures effective data governance in the age of AI
Life sciences companies are keen to utilize cutting-edge AI tools and software, but data governance programs need to be in top form first.
Webinar: Silicon Valley Bank crash and the consolidation of Swiss banking
On March 30, 2023 - in the midst of turbulent market events - regulatory luminaries Alex Viall and Rob Mason sat down to unpick the financial landscape.
Eight simple steps to migrating eComms data to the cloud
As firms move to cloud-based data archiving solutions, we take a look at the primary advantages of cloud over on-premise archiving systems.
SEC will reward cooperation where firms “mess up” with unauthorized communication
SEC Chair, Gary Gensler has suggested that financial institutions “did not act as if they got the message” around unauthorized communications. Is the regulator changing its approach?
WhatsApp Enable Your Business
Watch our latest webinar to learn how to use WhatsApp for business while still meeting your regulatory recordkeeping requirements.
Risk-based Supervision and the Hybrid Workplace
Our recent Summer Forum Series explored how to increase risk resilience around new communication tools, and embed a culture of compliance in a digital-first era.
Regulations In The Metaverse: What Rules Will Apply?
The metaverse has fast moved from the realms of science fiction to a potential driver of trillions in revenue. But, what does an ongoing lack of regulation of this abstract medium mean for regulated organizations and their compliance obligations?
Securing Your Hybrid Workplace
How to manage a culture of compliance alongside the needs of a changed hybrid workforce.